Thought Leadership

It is important to balance communication and compliance when issuing earnings releases.

Good preparation for SEC exam can reduce error and deficiencies.

Disclosure committees can improve disclosure.

Will 2024 be the rise or fall of the unicorn?

AI requires a solid framework.

New rules adopted by the SEC for private fund advisers is causing turmoil.

Rights offerings are often overlooked by companies as a capital raising tool. 

New SEC rules require tighter share repurchase disclosure.

Be prepared to avoid losing access to the capital markets.

Will it be feast or famine for IPOs in 2023?

Companies should be prepared with a strategy to cure a potential delisting.

The key to investing in private funds is to understand what duties are owed to you.

Filing an S-3 can improve your company's chances of landing an open window.

M&A deal activity will remain strong because of the available dry powder.

Regulation of private fund advisers is only getting more challenging.

It is increasingly common to conduct a private bridge financing prior to an IPO.

Be prepared for the 2022 proxy season by considering procedure and purpose.

Emerging managers can use their strengths to their advantage.

Adding an ATM program can give a company financing flexibility.

It is important for boards to be leaders when it comes to AI.

Investors are demanding change and progress on ESG factors.

Direct listings provide companies an additional path to public.

Recent SEC rule changes are focused on improving access to capital.

Understanding where others have failed can help a fund avoid common SEC pitfalls.

PIPEs can be a popular option for companies who need quick access to capital.

Regardless of check size, investors should review the LPA to add key protections.

Strategy and execution are key to raising capital in uncertain times.

IPOs and SPACs give investors and companies options for liquidity. 

Private fund secondaries give both buyers and sellers new opportunities.

Preferred stock offers several advantages to both companies and investors. 

A CMPO offers both companies and investors an opportunity for growth.

Investing in films can diversify your portfolio with a little risk mitigation.

Raising a first-time fund? A few strategies to get you started.

Considering the underwriter perspective  can improve your IPO success.

You have decided an IPO is your best option. Now, it is time to put in place a plan for successfully going public.

Navigating organizational crisis is about accountability and communication.

Analyzing whether or not your company is ready to go public is the most important step.

Guardians of good corporate governance identify deficiencies and tackle them alongside management.

Want to start your own fund? There are a few key decisions you should think about at the outset.

Consider how deal execution speed and operational and strategic expertise can set you apart with portfolio companies.

Want a successful IPO? You just need good people, a great plan and an eye on the critical path.

Taking a systems approach to IPO readiness is about ensuring success in "being" a public company.

The trend of impact fund formation is growing. But how does one assess the value of impact? 

Despite drawbacks, top private equity sponsors are incorporating SPACs into their existing fund platforms.

To dual-class or not to dual-class...what is the best option for your company and for your shareholders? 

Considering a dual-track IPO? First, assess the advantages and disadvantages to learn what is right for your company.

Profiled in UC Berkeley Transcript Magazine.